Bits and Pieces

Another California Pay-to-Play Story?

Tom Petruno, a reporter with the Los Angeles Times, recently wrote that the Financial Industry Regulatory Organization has sent letters to the members of a California municipal bond trade association seeking information about payments made by those members to the association.  According to the story, several major brokerage firms are members of the association.

Chapman University School of Law Symposium

This Friday, I will be moderating a panel at the Chapman University School of Law Symposium: From Wall Street to Main Street: The Future of Financial Regulation.

Calcorporatelaw.com Goes Video!

We are adding video blog entries to the blog.  Check out the video under "Profile" tab above and look for substantive videos in future postings.