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Promoters And California's Limited Offering Exemption

I was admitted to the bar the same year that the legislature completed its parturition of a new limited offering exemption under the Corporate Securities Law of 1968 - California Corporations Code Section 25102(f).  AB 1518, Cal. Stats. 1981, ch....

California Securities Laws, Rule 260.012.12, Rule 260.102.13, Section 25102(f), issuer transaction, limited offering exemption, promoter, section 25110

Negotiating Permits?

The title of yesterday's post may have been a bit recondite for some readers as I never directly mentioned negotiating permits in the post.  Therefore, today's post will back up a bit and fill in some of the missing pieces.

As noted yesterday, the...

California Securities Laws, 10 CCR 260.015.23, negotiating permit, 10 CCR 260.102, illegal offer, qualification, Section 25102, section 25110

A Permit To Negotiate - Really?

It is sometimes forgotten that the California Corporate Securities Law of 1968 makes it unlawful to either offer or sell a security in California in an issuer transaction unless that the sale has been qualified or exempt from or not subject to...

California Securities Laws, negotiating permit, Uncategorized, 35 persons, Commissioner of Business Oversight, exempt, qualification, qualified, Rule 260.102.1, section 25110

Shares of Foreign Subsidiaries

I expect that little or no thought is given to the possible application of California's Corporate Securities Law of 1968 when a corporation incorporates a subsidiary under the laws of a foreign country.  However, the issuance of shares to a...

California Securities Laws, 260.105.22, 260.141.11, Corporations Code, foreign subsidiary, qualification, section 25110

Five Gnostic Exemptions From The Qualification Requirements Of The Corporate Securities Law

When looking for exemptions from the qualification requirements of the California Corporate Securities Law of 1968, a good place to start is Chapter 1, Part 2, Division 1 of Title 4 of the Corporations Code.  Cal. Corp. Code § 25100 et seq.  If you...

California Securities Laws, motor clubs, nonprofit cooperative assocations, Section 12160, Section 25130, banks, Credit Union, CSL, exempt, Insurance Code, qualification, section 25110, Section 25120

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30172DBAB0084D3A8F39D7AF0A8E79BC.ashxKeith Paul Bishop
Partner at Allen Matkins
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