In S.E.C. v. Jarkesy,2024 WL 3187811 (June 27, 2024), the United States Supreme Court held that when the Securities and Exchange Commission seeks civil penalties against a defendant for securities fraud, the Seventh Amendment to the U.S....
Is Due Process Denied When The DFPI Isn't Required To Read Or Become Familiar With The Record?
Posted on August 15, 2024
The Fifth Circuit Sides With Justinian and Blackstone
Posted on May 20, 2022
As has been widely reported, the Fifth Circuit Court of Appeals this week addressed the legal status of the administrative courts of the Securities and Exchange Commission. In short, the Court held:
Attorney General Opines On Lay Representation At Administrative Hearings
Posted on October 05, 2017
Over three years ago, I wrote that California's Office of Administrative Hearings had requested the California Attorney General provide an opinion answering the following question:
