The Securities and Exchange Commission provides links to various federal securities laws, including the following:
Looking For The "Full Text" Of The Dodd-Frank Act? You Won't Find It Here
Posted on January 17, 2020
Pay Ratio Disclosure And The Sometimes Mythical Median Employee
Posted on December 19, 2017
Most, but not all, publicly traded companies are, or soon will be, drafting the disclosures required by Section 953(b) of the Dodd Frank Wall Street Reform and Consumer Protection Act. That statute requires the Securities and Exchange Commission to...
Exactly What Part Of "To The Commission" Is Ambiguous?
Posted on March 09, 2017
The Dodd-Frank Act gave us many things, including Section 21F of the Securities Exchange Act of 1934. Section 21F, prohibits employers from retaliating against a "whistleblower". 15 U.S.C. § 78u-6(h)(1)(A). We need not guess about the definition of...
Does Whistleblower Protection Extend To Disclosures To Your Mom Or The Press?
Posted on March 08, 2017
California and federal law establish ample protections for whistleblowers. These protections can be found in numerous laws, including the Sarbanes-Oxley Act, the Dodd-Frank Act, and Section 1102.5 of the California Labor Code. Whistleblowing...
