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    Corp Fin's New Rule 701 C&DI And California's Compensation Plan Exemption

    Yesterday, Broc Romanek reported that Corp Fin has published a new C&DI addressing the permissibility of electronic delivery of disclosures under Rule 701(e).  Readers will recall that Rule 701 is an exemption from the registration requirements of...

    California Securities Laws, safeguards, exemption, Commissioner of Business Oversight, compensatory plan, Rule 260.140.46, Rule 701(e), Section 25102(o)

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