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Does A Political Yard Sign Really Violate The Investment Advisers Act?

Picture of Keith Paul Bishop Posted on June 15, 2017 by Keith Paul Bishop

"Congress shall make no law . . . abridging the freedom of speech . . . ."

Doug Cornelius recently published this post reporting that the SEC staff is taking the position that the pay-to-play rule, Rule 206(4)-5, applies to political yard signs.  ...

pay-to-play, Rule 206(4)-5, SEC, caltrans, Investment Advisers, Investment Advisers Act, Outdoor Advertising Act, yard signs

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