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    Does The SEC Have Exposure For Tipping Inside Information?

    Yesterday, I discussed the recent hack of the Securities and Exchange Systems' electronic filing and retrieval system commonly referred to as EDGAR.  In a written statement disclosing the hack, Chairman Jay Clayton speculated that the incident may...

    hack, hacking, reckless, scienter, SEC v. Obus, Securities Litigation, EDGAR, Insider Trading, personal benefit

    Want To "Bury" Your Response To SEC Comments? Here's How

    I have long assumed that when you search "CORRESP" by issuer name, you would see all correspondence filed on EDGAR with respect to that issuer.  I was therefore surprised when I recently searched for a letter responding to the staff's comments but...

    CORRESP, Correspondence, EDGAR, Public Records Act/FOIA

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