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    A Permit To Negotiate - Really?

    It is sometimes forgotten that the California Corporate Securities Law of 1968 makes it unlawful to either offer or sell a security in California in an issuer transaction unless that the sale has been qualified or exempt from or not subject to...

    California Securities Laws, negotiating permit, Uncategorized, 35 persons, Commissioner of Business Oversight, exempt, qualification, qualified, Rule 260.102.1, section 25110

    Five Gnostic Exemptions From The Qualification Requirements Of The Corporate Securities Law

    When looking for exemptions from the qualification requirements of the California Corporate Securities Law of 1968, a good place to start is Chapter 1, Part 2, Division 1 of Title 4 of the Corporations Code.  Cal. Corp. Code § 25100 et seq.  If you...

    California Securities Laws, motor clubs, nonprofit cooperative assocations, Section 12160, Section 25130, banks, Credit Union, CSL, exempt, Insurance Code, qualification, section 25110, Section 25120

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