Contact us at (949) 353-6347

    California's Regulation A Notice Filing Requirement

    Two years ago, I posed the question: Will California Require Notice Filings For Regulation A Offerings?   Corporations Code Section 25102.1(a) provides that offers and sales of to "qualified purchasers", as defined by the Securities and Exchange...

    California Securities Laws, Form 1-A, notice filing, Section 25102.1, Tier 2, Regulation A

    California Lags Behind The SEC In Permitting Testing Of The Waters In Regulation A Offerings

    In 2015, the Securities and Exchange Commission adopted amendments to Regulation A and other rules and forms to implement Section 401 of the Jumpstart Our Business Startups (JOBS) Act.  One significant enhancement to Regulation A was to permit...

    California Securities Laws, Form 1-A, offers, preemption, Tier 1, Tier 2, 260.105.29, offering statement, Regulation A, Section 25102(a), test the waters

    1