Last week, I wrote about a recent Court of Appeal decision allowing for the possibility that a sale of shares at a sheriff's sale could amount to conversion. Duke v. Superior Court, 2017 Cal. App. LEXIS 1116. A fundamental principle underlying the...
Does The Sheriff Need A Permit To Sell Shares?
Posted on December 18, 2017
Five Gnostic Exemptions From The Qualification Requirements Of The Corporate Securities Law
Posted on January 10, 2017
When looking for exemptions from the qualification requirements of the California Corporate Securities Law of 1968, a good place to start is Chapter 1, Part 2, Division 1 of Title 4 of the Corporations Code. Cal. Corp. Code § 25100 et seq. If you...