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    Does The Sheriff Need A Permit To Sell Shares?

    Last week, I wrote about a recent Court of Appeal decision allowing for the possibility that a sale of shares at a sheriff's sale could amount to conversion.  Duke v. Superior Court, 2017 Cal. App. LEXIS 1116.  A fundamental principle underlying the...

    California Securities Laws, nonissuer transaction, reeve, Shire, Magna Carta, Section 25011, Section 25104(f), Section 25130, sheriff's sale

    Five Gnostic Exemptions From The Qualification Requirements Of The Corporate Securities Law

    When looking for exemptions from the qualification requirements of the California Corporate Securities Law of 1968, a good place to start is Chapter 1, Part 2, Division 1 of Title 4 of the Corporations Code.  Cal. Corp. Code § 25100 et seq.  If you...

    California Securities Laws, motor clubs, nonprofit cooperative assocations, Section 12160, Section 25130, banks, Credit Union, CSL, exempt, Insurance Code, qualification, section 25110, Section 25120

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