Contact us with your California corporate & securities law questions (949) 353-6347 or Contact us here

California Finders Rule May Soon Take Effect

Picture of Keith Paul Bishop Posted on June 19, 2017 by Keith Paul Bishop

Nearly one year ago, the California Department of Business Oversight proposed regulations to implement the provisions of AB 667 (Wagner).  The bill, which was enacted in 2015 and took effect last year, created a new exemption from the broker-dealer...

broker-dealer, Broker-Dealers, Seciton 11349.3, Section 11346.4, exemption, AB 667, Administrative Procedure, Administrative Procedure Act, Department of Business Oversight, finders, Office of Administrative Law

1

ANY QUESTIONS REGARDING CALIFORNIA CORPORATE AND SECURITIES LAW? CONTACT US DIRECTLY

We offer expert advice with the intricacies of California law.

Our years of experience and expertise allow us to help clients navigate the business laws in California.

CONTACT US

ABOUT OUR AUTHOR

30172DBAB0084D3A8F39D7AF0A8E79BC.ashxKeith Paul Bishop
Partner at Allen Matkins
(949) 353-6328
 Contact me
Learn More About Keith

    RECOGNITION
    JD Supra Readers Choice Top Author 2020

    NationalLawReview



    nominee-badge

    Get the latest news and analysis about California Corporate & Securities law. Subscribe to our newsletter today!

    We respect your email privacy

    CATEGORIES

    see all

    YOUTUBE

    FACEBOOK

    Allen Matkins, founded in 1977, is a California-based law firm with more than 200 attorneys in four major metropolitan areas of California: Los Angeles, Orange County, San Diego and San Francisco.

    Keith Paul Bishop
    Partner at Allen Matkins
    (949) 353-6347
    Contact me

    Get the latest news and analysis about California Corporate & Securities law. Subscribe to our newsletter today!
    We respect your email privacy

    Copyright © 2019 Allen Matkins Leck Gamble Mallory & Natsis LLP. All Rights Reserved Disclaimer
    This publication is made available by Allen Matkins Leck Gamble Mallory & Natsis LLP for educational purposes only to convey general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you acknowledge there is no attorney-client relationship between you and Allen Matkins Leck Gamble Mallory & Natsis LLP. This publication should not be used as a substitute for competent legal advice from a licensed professional attorney applied to your circumstances. Attorney advertising. Prior results do not guarantee a similar outcome.
    Click here for full disclaimer.  Cookie Policy Privacy Policy