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Federal Judge Rules Out Private Cause Of Action Under California Control Person Statute

Picture of Keith Paul Bishop Posted on May 12, 2017 by Keith Paul Bishop

Some persons may be deemed to violate the Corporate Securities Law of 1968 even though they did not directly violate the law.  Corporations Code Section 25403(a) provides that a person who with knowledge directly or indirectly controls and induces...

California Securities Laws, primary violator, Section 25403, Derivative Suits, Apollo Capital, control person liability, derivative, Jon S. Tigar, private right of action, Shaev v. Baker, Wells Fargo

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    Keith Paul Bishop
    Partner at Allen Matkins
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