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    Exactly What Part Of "To The Commission" Is Ambiguous?

    The Dodd-Frank Act gave us many things, including Section 21F of the Securities Exchange Act of 1934.  Section 21F, prohibits employers from retaliating against a "whistleblower".  15 U.S.C. § 78u-6(h)(1)(A).  We need not guess about the definition...

    Rule 21F-2, Section 21F, Somers v. Digital Realty Trust, Dodd-Frank Act, SEC, Securities and Exchange Commission, whistleblower, Whistleblowers

    SEC Continues To Pay Out Millions In Secrecy

    Earlier this week, the Securities and Exchange Commission announced awards to three whistleblowers totaling more than $7 million.  That is about all anyone can say about the awards.  The SEC's order is only 448 words long, including numerous...

    Enforcement & Investigations, Rule 240.21F-7, confidentiality, Dodd-Frank, Section 21F(h)(2), Section 922, whistleblower, Whistleblowers

    Is This SEC Claim False And Misleading?

    Last week, the Securities and Exchange Commission announced yet another whistleblower award.  According to the SEC, the award totals more than $5.5 million dollars.  Tellingly, we don't, and won't, know the exact amount.  The headline to the SEC's...

    SEC, Securities and Exchange Commission, whistleblower, Whistleblowers

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