Professor Alexander I. Platt at the University of Kansas School of Law has just released a draft of a forthcoming paper that takes the Securities and Exchange Commission to task for the lack of transparency in its whistleblower program, Going...
Was This The Least Transparent Report In SEC History?
Posted on February 09, 2023
Exactly What Part Of "To The Commission" Is Ambiguous?
Posted on March 09, 2017
The Dodd-Frank Act gave us many things, including Section 21F of the Securities Exchange Act of 1934. Section 21F, prohibits employers from retaliating against a "whistleblower". 15 U.S.C. § 78u-6(h)(1)(A). We need not guess about the definition...
SEC Continues To Pay Out Millions In Secrecy
Posted on January 25, 2017
Is This SEC Claim False And Misleading?
Posted on January 09, 2017
Last week, the Securities and Exchange Commission announced yet another whistleblower award. According to the SEC, the award totals more than $5.5 million dollars. Tellingly, we don't, and won't, know the exact amount. The headline to the SEC's...