Contact us with your California corporate & securities law questions (949) 353-6347 or Contact us here

California Finders Exemption Regulations Are Now Effective

Picture of Keith Paul Bishop Posted on July 14, 2017 by Keith Paul Bishop

The Commissioner of Business Oversight's final regulations implementing a new exemption for finders from the broker-dealer provisions of the Corporate Securities Law took effect on June 21, 2017.  See 10 CCR §§ 260.211.4, 260.211.5, 260.211.6 and...

260.211.4, 260.211.5, 260.211.6, 260.211.7, AB 667, broker-dealer, Broker-Dealers, Commissioner of Business Oversight, exemption, Section 25206.1

1

ANY QUESTIONS REGARDING CALIFORNIA CORPORATE AND SECURITIES LAW? CONTACT US DIRECTLY

We offer expert advice with the intricacies of California law.

Our years of experience and expertise allow us to help clients navigate the business laws in California.

CONTACT US

Get the latest news and analysis about California Corporate & Securities law. Subscribe to our newsletter today!

We respect your email privacy

ABOUT OUR AUTHOR

30172DBAB0084D3A8F39D7AF0A8E79BC.ashxKeith Paul Bishop
Partner at Allen Matkins
(949) 353-6328
 Contact me
Learn More About Keith

    RECOGNITION

    NationalLawReview

    JDSupra 2018

    nominee-badge

    Get the latest news and analysis about California Corporate & Securities law. Subscribe to our newsletter today!

    We respect your email privacy

    CATEGORIES

    see all

    YOUTUBE

    FACEBOOK

    Allen Matkins, founded in 1977, is a California-based law firm with approximately 200 attorneys in four major metropolitan areas of California: Los Angeles, Orange County, San Diego and San Francisco.

    Keith Paul Bishop
    Partner at Allen Matkins
    (949) 353-6347
    Contact me

    Get the latest news and analysis about California Corporate & Securities law. Subscribe to our newsletter today!
    We respect your email privacy

    Copyright © 2017 Allen Matkins Leck Gamble Mallory & Natsis LLP. All Rights Reserved Disclaimer
    This publication is made available by Allen Matkins Leck Gamble Mallory & Natsis LLP for educational purposes only to convey general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you acknowledge there is no attorney-client relationship between you and Allen Matkins Leck Gamble Mallory & Natsis LLP. This publication should not be used as a substitute for competent legal advice from a licensed professional attorney applied to your circumstances. Attorney advertising. Prior results do not guarantee a similar outcome.
    Click here for full disclaimer.  Cookie Policy Privacy Policy