Keith Paul Bishop

Keith Paul Bishop

Keith Bishop works with privately-held and publicly-traded companies on federal and state corporate and securities transactions, compliance, and governance matters. He is highly-regarded for his in-depth knowledge of the distinctive corporate and regulatory requirements faced by corporations in the state of California. While many law firms have a great deal of expertise in federal or Delaware corporate law, Keith’s specific focus on California corporate and securities law is uncommon. A former California state regulator of securities and financial institutions, Keith has decades of experience navigating the regulatory-intensive state’s rules. For companies with substantial operations in California but incorporated elsewhere, Keith is an exceptional resource. He is frequently called in to help with issues arising under California’s “blue sky” and lender laws. An avid writer, Keith’s blog, www.calcorporatelaw.com, covers a diverse collection of California corporate and securities law issues and has served as a valued resource for other attorneys, business executives, judges, and media, nationwide.

Recent Posts

The Great Reese River Navigation Company Investment Scam

Recently, I have written a few words about Austin, Nevada. The town is situated in Pony Canyon, over a mile high in the Toiyabe mountain range. Today, it bestrides U.S. Route 50, known as the "Loneliest Road in America". The town was founded on the...

How A Failed Royal Pardon Became A Limit To A President's Power Of Pardon

The English word "impeach" is derived from the Latin preposition in, meaning in, on or into, and noun pedica, meaning a shackle or snare. The earliest recorded case of impeachment by the English House of Commons was in 1376 during the reign of...

It's Time For Foreign Corporations To Publish Or Perish In Nevada

In a recent post about Ruel Gridley's famous 50 lb. sack of flour, I mentioned The Reese River Reveille.  The Reveille began publishing in Austin, Nevada in 1863 and was published continuously for 130 years. Nevada seems to like newspapers because...

It's Time To Get Started On CFL/PACE/RSDL Annual Reports

Pursuant to Financial Code Section 22159(a), licensees under the California Financing Law (CFL), the Property Assessed Clean Energy (PACE) Financing Program, and the Responsible Small Dollar Loan (RSDL) pilot program must submit annual reports for...

Governor Proposes Hefty Increase In DFPI Budget

Pursuant to Article IV, Section 12(a) of the California Constitution, today is the deadline for the Governor to submit a proposed balanced budget. The next step is for the budget to be introduced into both houses of the legislature in identical...

Is There A Fiduciary Duty To Consider Leaving California?

Last month, C3.ai, Inc., an enterprise AI software company, closed its initial public offering with net proceeds to the Company of over $600 million. On the day of the IPO, the company's Chief Executive Officer, Tom Siebel, shared these less than...

How A Sack Of Flour Healed A Divided Electorate

In 1864, the voters of Austin, Nevada were almost evenly divided between supporters of the Union (Republicans) and advocates for an immediate peace treaty with the Confederacy (Copperheads). Two eminent citizens bet on the outcome of the election....

If You Are Looking To Be Taken Seriously, Write To The SEC And Be Prepared For A Wait

Over five years ago, the Securities and Exchange Commission proposed amendments to its Rules of Practice to require persons involved in SEC administrative proceedings to file and serve documents electronically.  I was the first person to submit ...

Asking About Diversity Is Not As Easy As It May Seem

John Jenkins at CorporateCounsel.net recently observed that "companies may want start thinking about including a diversity question on their annual D&Q questionnaires". Constructing such a questionnaire would not seem to be too difficult. Companies...