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Keith Paul Bishop

Keith Paul Bishop

Keith Paul Bishop is a partner in our Corporate and Securities Practice Group, and works out of the Orange County office. He represents clients in a wide range of corporate transactions, including public and private securities offerings of debt and equity, mergers and acquisitions, proxy contests and tender offers, corporate governance matters and federal and state securities laws (including the Sarbanes-Oxley Act of 2002 and the Dodd-Frank Act), investment adviser, financial services regulation, and California administrative law. He regularly advises clients on compliance, licensing, regulatory and civil enforcement issues. He has advised clients in connection with several internal corporate investigations, including investigations of stock option backdating and other alleged management malfeasance. Keith has also been retained as an expert witness to testify concerning corporate law, securities law and attorney malpractice.

Recent Posts

Senior-Specific Specifications Can Spell Trouble Under the CSL

Recently, the Securities and Exchange Commission announced that it had charged an investment adviser in Colorado with fraudulently recommending hedge funds to older investors.

In California, we have a statute, Corporations Code Section 25234.5, that...

Victims of Corporate Fraud Fund

In the waning days of the 2001-2002 legislative session, then Assemblymember Kevin Shelley gutted and amended AB 55.  As introduced, AB 55 would have amended the Elections Code.  Instead, AB 55 became the vehicle for the enactment of the deeply...

Supreme Court Set To Decide Arian Controversy In Janus

The U.S. Supreme Court has scheduled oral arguments in Janus Capital Group, Inc.v. First Derivative Traders for December 7, 2010.  The case concerns whether: (1) a service provider can be held primarily liable for participating in an issuer's...

Proxy Access and Majority Voting

According to yesterday, the Security and Exchange Commission's proxy access rules were published yesterday in the Federal Register - thereby starting the clock on the effectiveness of the rules.

In complying with proxy...

LLC Contractor Bill Is Held At Desk

On September 3, 2010, I wrote that SB 392 (Florez) had made it to enrollment.  This bill authorizes the State Contractors' License Board to issue a contractor’s license to a limited liability company.  Normally, a bill is sent to the Governor after...

Attorney General Suffers Setback in Placement Agent Suit

Yesterday, Bankruptcy Court Judge John Peterson issued his written decision regarding whether the State of California should be granted relief from the bankruptcy automatic stay in order to pursue a civil enforcement action against Alfred R....

Offers and Sales to Governmental Agencies

David Freeman of Arnold & Porter LLP recently submitted this letter to the Securities and Exchange Commission on behalf of the State of Alaska.  The letter urges the SEC to amend its definitions of "accredited investor" in Rule 215 and Regulation D...

CalPERS Considers Placement Agent Regulations Today

CalPERS has been working on its placement agent disclosure regulations for several months now.  Today, CalPERS' Investment Committee will consider approving revisions to the proposed regulations.  If approved, the final rulemaking package will be...

The Dodd-Frank Act's Impact on California's Restrictions on Investment Adviser Performance Compensation

Prior to the enactment of the Dodd-Frank Act, Section 205 of the Investment Advisers Act of 1940 prohibited the receipt of performance compensation by an investment adviser unless the adviser was exempt from registration under Section 203(b) of the...

A Win for Queequeg: The Ninth Circuit Holds that Tattooing is Constitutionally Protected

Occasionally, I can't resist the temptation to digress into other legal areas.  Today's opinion by the Ninth Circuit Court of Appeals in Anderson v. City of Hermosa Beach  (Case No. 08-56914, Sept. 9, 2010) is one of these irresistable tempations. 



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30172DBAB0084D3A8F39D7AF0A8E79BC.ashxKeith Paul Bishop
Partner at Allen Matkins
(949) 353-6328
 Contact me
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