Keith Paul Bishop

Keith Paul Bishop

Keith Bishop works with privately-held and publicly-traded companies on federal and state corporate and securities transactions, compliance, and governance matters. He is highly-regarded for his in-depth knowledge of the distinctive corporate and regulatory requirements faced by corporations in the state of California. While many law firms have a great deal of expertise in federal or Delaware corporate law, Keith’s specific focus on California corporate and securities law is uncommon. A former California state regulator of securities and financial institutions, Keith has decades of experience navigating the regulatory-intensive state’s rules. For companies with substantial operations in California but incorporated elsewhere, Keith is an exceptional resource. He is frequently called in to help with issues arising under California’s “blue sky” and lender laws. An avid writer, Keith’s blog, www.calcorporatelaw.com, covers a diverse collection of California corporate and securities law issues and has served as a valued resource for other attorneys, business executives, judges, and media, nationwide.

Recent Posts

Bill Aims To Add Bite To Federal Conflict Minerals Disclosure Requirement

Section 1502 of the Dodd-Frank Act added a new Section 13(p) to the Securities Exchange Act of 1934. Section 13(p) requires the SEC to promulgate disclosure and reporting regulations regarding the use of conflict minerals from the Democratic...

Staff Considers "Enantiomeric" Proposal And Reaches Opposite Conclusion

Have you ever noticed that your right hand and left hand are the same, but you can't superimpose one hand perfectly on top of the other? Your thumbs always end up on opposite sides. Your hands are "enantiomers", that is non-superposable mirror...

Secretary Of State Proposes Rule Changes / AB 657 Set For First Hearing

Regulations Proposed

Commissioner Previews Potential Private Fund Adviser Rule Changes

If you're reading this blog, then you had a better Ides of March than Julius Caesar did in 44 B.C.E. 

Are Worker Cooperatives A "Sea Water Fish In A Freshwater Pond"?

Jaroslav Vanek is a professor emeritus in the Department of Economics at Cornell University.  He is recognized as a leading thinker on the subject of labor managed enterprises.  In fact, he wrote a seminal work on the subject in 1970 - The General...

California Corporation Fails To Persuade SEC That Cumulative Voting Proposal Can Be Excluded Under Rule 14a-8

Although Rule 14a-8 is a federal rule, its application often turns on state corporate law. In most cases, the state law in question is the Delaware General Corporation Law because companies subject to the SEC's proxy rules are most commonly...

Bill To Amend Placement Agent Law Introduced

As discussed in this posting from last October, the legislature enacted AB 1743 to require placement agents for funds and advisers seeking access to CalPERS or other California public retirement systems to register as lobbyists. Although I had...

Secretary Of State's E-Mail Notification Bill To Be Amended

The Secretary of State is sponsoring AB 657 to allow both foreign and domestic corporations to indicate that they would like to receive notification from the Secretary of State's office by email.

Joint Oversight Hearing Scheduled Regarding Dodd-Frank Act Impacts

The Assembly Banking and Finance and the Senate Banking and Financial Institutions Committees will be holding an oversight hearing on March 23.  According to the Assembly Daily File, the purpose of the hearing is to consider "intial reactions,...