The Dodd-Frank Act gave us many things, including Section 21F of the Securities Exchange Act of 1934. Section 21F, prohibits employers from retaliating against a "whistleblower". 15 U.S.C. § 78u-6(h)(1)(A). We need not guess about the definition of...
Exactly What Part Of "To The Commission" Is Ambiguous?
Posted on March 09, 2017
How Independent Is The SEC And How Independent Should It Be?
Posted on January 24, 2017
Can the President say "You're Fired!" to an SEC Commissioner?
Is This SEC Claim False And Misleading?
Posted on January 09, 2017
Last week, the Securities and Exchange Commission announced yet another whistleblower award. According to the SEC, the award totals more than $5.5 million dollars. Tellingly, we don't, and won't, know the exact amount. The headline to the SEC's...
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